SEC Reconsiders Approval Of First-Ever Quadruple Leveraged ETFs

From Zacks: The U.S. Securities and Exchange Commission has been reluctant toward approving the first quadruple leveraged ETF. The SEC put off its recent decision to okay an exchange-traded fund that looks to offer four times the daily price changes
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NYSE:SSO May 22, 2017 6:30am

SEC Rejects Winklevoss Bitcoin ETF, BTC Crashes Immediately Below $1,000

From Tyler Durden: After much anticipation (and a spike to record highs earlier today), The SEC has decided to reject the Winklevoss application for a Bitcoin ETF.
NASDAQ:COIN March 10, 2017 4:45pm

Report: SEC’s Alibaba Accounting Fraud Investigation Gaining Steam

Alibaba Group Holding Ltd (NYSE:BABA) is in hot water with the SEC over alleged accounting wrongdoings, and it has the help of at least one “higher-up” whistleblower from the inside, according to a new report.
NYSE:BABA November 1, 2016 9:35am

NETFA: Organized Crime Comes To ETFs (SPY, UNG, USO, INDEXSP:.INX)

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NYSE:SPY April 27, 2012 12:19pm

RTFP: Why To Read The (Bleep) Prospectus (SPY, DIA, IWM, VTI, QQQ)

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NYSE:DIA December 1, 2011 10:24pm Says It is Executing on Its Business Plan Through Its AdvisorShares Subsidiary to Bring Actively Managed ETFs to the Market, Inc., (OTC Bulletin Board: FNDM) said today that its majority-owned subsidiary, AdvisorShares Investments, LLC, a developer and distributor of actively managed ETFs, is
ETF BASIC NEWS March 11, 2010 12:14pm

ETF Securities Reports First Buyer Of The Proposed U.S. Platinum ETF

ETF Securities said that a financial firm has bought 100,000 shares of its proposed first-ever U.S. platinum exchange-traded fund (ETF) and delivery is scheduled by the end of the week
ETF BASIC NEWS January 4, 2010 2:37pm

DB Commodity Services Re-Commences Issuance of Shares of the PowerShares DB US Dollar Index Bullish ETF

(BUSINESS WIRE)–DB Commodity Services LLC today announced that the registration statement it filed on November 2, 2009 to register 100,000,000 additional shares of the PowerShares DB
ETF BASIC NEWS November 13, 2009 1:14pm

Firms To Withstand Leverage ETFs Review

Products and companies offering leveraged and inverse ETFs are likely to survive the scrutiny faced by the ETFs, Financial Times reports. The Securities and Exchange Commission, along with
ETF BASIC NEWS September 14, 2009 9:00am


On August 12, 2009, the United States Natural Gas Fund, LP (UNG) registration statement on Form S-3 (333-159772) was declared effective by the Securities and Exchange Commission (the “SEC”). In UNG’s Form 8-K filed on August 12, 2009, UNG’s management
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ETF BASIC NEWS September 11, 2009 4:44pm

Manulife Looks To Join The Party And Enter The ETF Marketplace

“Yet another asset manager wants in on the ETF action.  On August 21 John Hancock Advisers, John Hancock Investment Management Services and MFC Global Investment Management
ETF BASIC NEWS September 7, 2009 8:48am

Some Fear Brouhaha Over ETFs Could Spill Over

“The Securities and Exchange Commission and the Commodity Futures Trading Commission inserted themselves into the debate surrounding controversial, non-traditional exchange traded funds last week — a debate that could harm the entire
ETF BASIC NEWS August 23, 2009 10:17am

FINRA, SEC Warn Retail Investors About Investing in Leveraged or Inverse ETFs

Washington, DC — The Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) have issued an Investor Alert called Leveraged and Inverse ETFs: Specialized Products with Extra Risks for Buy-and-Hold Investors warning
ETF BASIC NEWS August 18, 2009 12:09pm

Russell Investments Looks To Shake Up The ETF Industry With It’s Own ETF’s

“A top index provider is considering offering its own lineup of exchange traded funds, but just what those funds would look like is a mystery. Russell Investment Management Co., a unit of Russell Investments of Tacoma, Wash., applied July 2
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ETF BASIC NEWS July 23, 2009 11:38am

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