Tag Archives for: Financial Industry Regulatory Authority

Get Smart About Smart Beta Investing

Scott Mullen: The latest buzz on Wall Street is the so-called “smart beta” ETF. But don’t be fooled by the pretentious name, buying into this seemingly promising strategy is rather complex.  
ETF BASIC NEWS August 10, 2015 2:29pm

Some Noteworthy Headlines From Around The ETF Industry

NYSEARCA:IDX, NYSE:C, NYSE:MS, NYSE:UBS, NYSE:WFC
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NYSE:IDX May 15, 2012 10:28pm

NASDAQ Seeks To Pay Market Makers In Exchange For Improved ETF Trade & Quote Performance

INDEXSP:.INX, INDEXNASDAQ:.IXIC, INDEXDJX:.DJI, NYSEARCA:SPY, NYSE:KCG
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NASDAQ:QQQ April 12, 2012 12:20pm

The Guiliano Law Firm Announces Filing of Securities Arbitration Claims Before FINRA

NYSE:SPY, NYSE:DIA, NYSE:FAS, NYSE:FAZ, NYSE:TZA, NYSE:TNA
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ETF BASIC NEWS April 28, 2011 1:17pm

FINRA Changes Stance On Leveraged ETFs

Index Universe is reporting that the The Financial Industry Regulatory Authority, has apparently changed its position on the crackdown of leveraged exchange-traded funds. Index Universe states, “On the FINRA Web site, regulators are now saying: “Leveraged and inverse ETFs can be appropriate
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NYSE:FAS July 22, 2009 8:54am

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